Benedetti Alessandro 4
4 · EQUUS TOTAL RETURN, INC. · Filed Sep 7, 2011
Insider Transaction Report
Form 4
Benedetti Alessandro
DirectorExecutive Chairman
Transactions
- Purchase
Common Stock
2011-09-02$2.75/sh+400,000$1,100,000→ 1,362,962 total(indirect: See footnotes)
Footnotes (2)
- [F1]Represents 400,000 shares held directly by EB Finance S.A. The reporting person is a stockholder of EB Finance S.A. The Reporting Person disclaims beneficial ownership in the shares except to the extent of his pecuniary interest therein.
- [F2]Includes 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.