4//SEC Filing
Jones Gene P 4
Accession 0000930413-11-006084
CIK 0001376556other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 4:07 PM ET
Size
14.5 KB
Accession
0000930413-11-006084
Insider Transaction Report
Form 4
Jones Gene P
Chief Financial Officer
Transactions
- Award
Employee Stock Option (right to buy)
2011-06-21+140,000→ 140,000 totalExercise: $0.38From: 2011-06-21Exp: 2021-06-21→ Common Stock (140,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2011-09-16−140,000→ 0 totalExercise: $0.38From: 2011-06-21Exp: 2021-06-21→ Common Stock (140,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2011-09-16−14,120→ 0 totalExercise: $0.69From: 2009-03-12Exp: 2019-03-12→ Common Stock (14,120 underlying) - Disposition to Issuer
Common stock
2011-09-16$1.58/sh−25,000$39,500→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2011-09-16−80,000→ 0 totalExercise: $0.69From: 2008-11-26Exp: 2018-11-26→ Common Stock (80,000 underlying)
Footnotes (4)
- [F1]The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person was or is, for the purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of Vaughan Foods, Inc. (the "Issuer") or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer;
- [F2]Pursuant to that certain Agreement and Plan of Merger, dated as of July 6, 2011, among the Issuer, Reser's Fine Foods, Inc. and Reser's Acquisition, Inc., at the effective time of the merger (the "Effective Time"), each share of Issuer common stock ("Common Stock") converted into the right to receive $1.58 in cash;
- [F3]Not applicable; and
- [F4]At the Effective Time, each outstanding option to purchase shares of Common Stock, whether vested or unvested, will be converted into the right to receive an amount equal to the excess of $1.58 over the exercise price of such option.
Documents
Issuer
Vaughan Foods, Inc.
CIK 0001376556
Entity typeother
Related Parties
1- filerCIK 0001420025
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 4:07 PM ET
- Size
- 14.5 KB