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5//SEC Filing

TAN WILLIAM KIM WAH 5

Accession 0000930413-12-000171

CIK 0001372000other

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 2:12 PM ET

Size

20.2 KB

Accession

0000930413-12-000171

Insider Transaction Report

Form 5
Period: 2011-12-31
TAN WILLIAM KIM WAH
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2008-11-26$1.30/sh+21,701$28,2112,026,401 total(indirect: By Zunicom, Inc.)
  • Purchase

    Common Stock

    2008-11-28$1.34/sh+5,919$7,9312,032,320 total(indirect: By Zunicom, Inc.)
  • Purchase

    Common Stock

    2009-02-05$1.53/sh+700$1,0712,033,370 total(indirect: By Zunicom, Inc.)
  • Purchase

    Common Stock

    2009-03-10$1.20/sh+10,000$12,0002,048,870 total(indirect: By Zunicom, Inc.)
  • Purchase

    Common Stock

    2008-11-21$1.34/sh+4,700$6,2982,004,700 total(indirect: By Zunicom, Inc.)
  • Purchase

    Common Stock

    2009-02-03$1.50/sh+350$5252,032,670 total(indirect: By Zunicom, Inc.)
  • Purchase

    Common Stock

    2009-03-06$1.22/sh+5,400$6,5882,038,770 total(indirect: By Zunicom, Inc.)
  • Disposition to Issuer

    Options

    2011-12-22356,2500 total
    Exercise: $7.00Exp: 2016-12-19Common Stock (356,250 underlying)
  • Award

    Options

    2011-12-22+356,250356,250 total
    Exercise: $1.54Exp: 2016-12-19Common Stock (356,250 underlying)
Holdings
  • Common Stock

    (indirect: By Placement & Acceptance, Inc.)
    1,000
Footnotes (1)
  • [F1]The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellationof the "old" option and the grant of a replacement option. The replacement option provides for vesting in two equal installments, 50% on 12/22/11 and 50% on 12/22/12.

Issuer

UNIVERSAL POWER GROUP INC.

CIK 0001372000

Entity typeother

Related Parties

1
  • filerCIK 0001057446

Filing Metadata

Form type
5
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 2:12 PM ET
Size
20.2 KB