RODMAN & RENSHAW CAPITAL GROUP, INC.·4

Mar 9, 4:44 PM ET

Horin David J 4

4 · RODMAN & RENSHAW CAPITAL GROUP, INC. · Filed Mar 9, 2012

Insider Transaction Report

Form 4
Period: 2012-03-08
Horin David J
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2012-03-08+178,717598,217 total
Holdings
  • Common Stock

    19,695
Footnotes (2)
  • [F1]Not applicable.
  • [F2]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Documents

1 file
  • 4
    c68841_ex.xmlPrimary

    OWNERSHIP DOCUMENT