des Pallieres Bertrand 4
4 · EQUUS TOTAL RETURN, INC. · Filed Dec 21, 2012
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common Stock
2012-12-20$2.65/sh+986,842$2,610,691→ 2,017,298 total
Footnotes (2)
- [F1]Includes 60,369 shares held directly by the Reporting Person and 970,087 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
- [F2]Includes 986,842 shares purchased on December 20, 2012 by Lansdowne Capital S.A., a Luxembourg company that is indirectly wholly owned by the Reporting Person.