4//SEC Filing
EQUUS TOTAL RETURN, INC. 4
Accession 0000930413-13-004082
$EQSCIK 0000878932operating
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:31 PM ET
Size
7.5 KB
Accession
0000930413-13-004082
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common Stock
2013-07-31$2.40/sh+859,803$2,063,527→ 2,880,167 total - Purchase
Common Stock
2013-07-31$2.40/sh+145,833$349,999→ 3,026,000 total(indirect: By SPQR Capital Holdings S.A.)
Footnotes (3)
- [F1]Includes 60,369 shares held directly by the Reporting Person and 970,087 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
- [F2]Includes 986,842 shares held by Lansdowne Capital S.A., a Luxembourg company that is indirectly wholly owned by the Reporting Person.
- [F3]Includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg company ("SPQR"). The Reporting Person is a director and minority stockholder of SPQR. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878932
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:31 PM ET
- Size
- 7.5 KB