EQUUS TOTAL RETURN, INC. 4
4 · EQUUS TOTAL RETURN, INC. · Filed Aug 2, 2013
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common Stock
2013-07-31$2.40/sh+859,803$2,063,527→ 2,880,167 total - Purchase
Common Stock
2013-07-31$2.40/sh+145,833$349,999→ 3,026,000 total(indirect: By SPQR Capital Holdings S.A.)
Footnotes (3)
- [F1]Includes 60,369 shares held directly by the Reporting Person and 970,087 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
- [F2]Includes 986,842 shares held by Lansdowne Capital S.A., a Luxembourg company that is indirectly wholly owned by the Reporting Person.
- [F3]Includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg company ("SPQR"). The Reporting Person is a director and minority stockholder of SPQR. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.