EQUUS TOTAL RETURN, INC. 4
4 · EQUUS TOTAL RETURN, INC. · Filed Nov 30, 2015
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common Stock
2015-11-25$1.50/sh−42,284$63,426→ 2,619,662 total
Footnotes (1)
- [F1]Includes 994,160 shares held directly by Mr. des Pallieres and a trust controlled by him. Also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority shockholder and serves as a director. Also includes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.