ArrowMark Financial Corp. 8-K

What Happened ArrowMark Financial Corp (NASDAQ: BANX), a closed‑end investment company, filed an 8‑K reporting executive changes effective June 30, 2026. Patrick Farrell retired as Chief Financial Officer and Katherine Jones, 41, was appointed Chief Financial Officer effective the same date. Dana Staggs resigned as President effective June 30, 2026. The company attached a press release dated June 30, 2026 as Exhibit 99.1.

Key Details

• Patrick Farrell retired as Chief Financial Officer, effective June 30, 2026.
• Katherine Jones appointed Chief Financial Officer effective June 30, 2026; she has been with the ArrowMark team since ArrowMark Partners assumed management in 2019 and is not expected to receive compensation from the Company for her CFO services.
• Dana Staggs resigned as President, effective June 30, 2026.
• The changes were announced in an 8‑K and accompanying press release (Exhibit 99.1).

Why It Matters Leadership changes affect company governance and who signs off on financial reporting and operations. This is an internal appointment—Jones has multi‑year experience with ArrowMark—so it suggests continuity in financial oversight. Investors should note the resignation of the President and monitor future filings or communications for any additional management changes or impacts on the fund’s operations and expense disclosures.