Earnings Feed
Start Free
Home/Filings/4/0000931148-15-000053
4//SEC Filing

GRAFTECH INTERNATIONAL LTD 4

Accession 0000931148-15-000053

$EAFCIK 0000931148operating
View on SEC.govCompany Profile

Filed

Aug 12, 8:00 PM ET

Accepted

Aug 13, 4:55 PM ET

Size

35.3 KB

Accession

0000931148-15-000053

Insider Transaction Report

Form 4
Period: 2015-08-11
GRAFTECH INTERNATIONAL LTDGTI
Hawthorne Joel L.
VP, Pres. Engineered Solutions
Transactions
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−6,327$31,951→ 24,692 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−2,057$10,388→ 8,051 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−64,770$327,089→ 71,730 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−80,569$406,873→ 146,931 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−16,039$80,997→ 29,024 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−39,621$200,086→ 43,879 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−3,891$19,650→ 7,041 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−9,728$49,126→ 10,772 total
  • Tax Payment

    Common Stock

    2015-08-11$5.05/sh−10,107$51,040→ 11,193 total
Holdings

  • Stock Options (right to buy)

    Exercise: $16.41Exp: 2019-12-10→ Common Stock (3,500 underlying)
    3,500

  • Stock Options (right to buy)

    Exercise: $9.51Exp: 2022-11-27→ Common Stock (16,700 underlying)
    16,700

  • Stock Options (right to buy)

    Exercise: $10.31Exp: 2024-01-29→ Common Stock (66,600 underlying)
    66,600

  • Common Stock

    (indirect: By Savings Plan)
    21,176

  • Stock Options (right to buy)

    Exercise: $19.89Exp: 2020-12-09→ Common Stock (4,000 underlying)
    4,000

  • Stock Options (right to buy)

    Exercise: $4.24Exp: 2024-11-19→ Common Stock (182,000 underlying)
    182,000

  • Common Stock

    29,886

  • Common Stock

    (indirect: By Compensation Deferral Plan)
    10,520

  • Stock Options (right to buy)

    Exercise: $13.89Exp: 2021-12-10→ Common Stock (15,000 underlying)
    15,000

  • Stock Options (right to buy)

    Exercise: $11.56Exp: 2023-11-21→ Common Stock (16,400 underlying)
    16,400
Footnotes (14)
  • [F1]Upon the closing of the Investment Agreement on August 11, 2015. between the Issuer and BCP IV GrafTech Holdings LP, an affiliate of Brookfield Capital Partners Ltd. ("Brookfield") dated May 4, 2015 ("Investment Agreement"), and in accordance with the Company's 2005 Equity Incentive Plan, all then unvested Awards became fully vested and the underlying shares were delivered to the individual subject to applicable withholding taxes.
  • [F10]On November 27, 2012, the Company granted 21,300 performance shares under the Company's 2005 Equity Incentive Plan, which represented the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period and subject to other provisions of the grant. Upon the closing of the Investment Agreement, the performance share units vested in full. 10,107 of the 21,300 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan to cover withholding taxes.
  • [F11]Represents the number of units attributable to the reporting person's participation in the Company Stock Fund of the GrafTech International Savings Plan.
  • [F12]Represents obligations whose value is based on the Common Stock through a contribution, exempt pursuant to Rule 16b-3(c), under the Company's Compensation Deferral Program. The reporting person disclaims beneficial ownership of these securities.
  • [F13]All such options have fully vested.
  • [F14]All such options have fully vested. Pursuant to the closing of the Investment Agreement, all of the unvested shares subject to the option vested in full upon the closing of the Investment Agreement.
  • [F2]On November 19, 2014, the Company granted 136,500 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of December 3, 2015, 2016, and 2017. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 64,770 of the 136,500 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
  • [F3]On November 19, 2014, the Company granted 227,500 performance shares under the Company's 2005 Equity Incentive Plan, which represented the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period and subject to other provisions of the grant. Upon the closing of the Investment Agreement, the performance share units vested in full. 80,569 of the 227,500 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan to cover withholding taxes.
  • [F4]On January 29, 2014, the Company granted 50,700 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of December 3, 2014, 2015 and 2016. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 16,039 of the 33,800 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld, or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
  • [F5]On January 29, 2014, the Company granted 83,500 performance shares under the Company's 2005 Equity Incentive Plan, which represented the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period and subject to other provisions of the grant. Upon the closing of the Investment Agreement, the performance share units vested in full. 39,621 of the 83,500 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan to cover withholding taxes.
  • [F6]On November 21, 2013, the Company granted 12,300 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of December 3, 2014, 2015 and 2016. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 3,891 of the 8,200 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld, or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
  • [F7]On November 21, 2013, the Company granted 20,500 performance shares under the Company's 2005 Equity Incentive Plan, which represented the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period and subject to other provisions of the grant. Upon the closing of the Investment Agreement, the performance share units vested in full. 9,728 of the 20,500 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan to cover withholding taxes.
  • [F8]On March 1, 2013, the Company granted 40,000 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of March 1, 2014, 2015 and 2016. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 6,327 of the 13,333 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld, or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
  • [F9]On November 27, 2012, the Company granted 13,000 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of November 27, 2013, 2014 and 2015. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 2,057 of the 4,333 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld, or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.

Documents

1 file

Issuer

GRAFTECH INTERNATIONAL LTD

CIK 0000931148

→
Entity typeoperating

Related Parties

1
  • filerCIK 0000931148

Filing Metadata

Form type
4
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 4:55 PM ET
Size
35.3 KB
View on SEC.gov