4//SEC Filing
GRAFTECH INTERNATIONAL LTD 4
Accession 0000931148-15-000054
$EAFCIK 0000931148operating
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 4:55 PM ET
Size
27.5 KB
Accession
0000931148-15-000054
Insider Transaction Report
Form 4
MORAN JOHN D
VP, General Counsel, Secretary
Transactions
- Tax Payment
Common Stock
2015-08-11$5.05/sh−13,094$66,125→ 26,906 total - Tax Payment
Common Stock
2015-08-11$5.05/sh−5,979$30,194→ 12,221 total - Tax Payment
Common Stock
2015-08-11$5.05/sh−1,314$6,636→ 8,018 total - Tax Payment
Common Stock
2015-08-11$5.05/sh−7,884$39,814→ 16,116 total - Tax Payment
Common Stock
2015-08-11$5.05/sh−2,388$12,059→ 7,300 total - Tax Payment
Common Stock
2015-08-11$5.05/sh−6,570$33,179→ 13,430 total
Holdings
- 14,500
Stock Options (right to buy)
Exercise: $11.56Exp: 2023-11-21→ Common Stock (14,500 underlying) - 24,569(indirect: By Savings Plan)
Common Stock
- 16,000
Stock Options (right to buy)
Exercise: $13.89Exp: 2021-12-13→ Common Stock (16,000 underlying) - 32,000
Stock Options (right to buy)
Exercise: $4.24Exp: 2024-11-19→ Common Stock (32,000 underlying) - 24,428
Common Stock
- 23,052(indirect: By Compensation Deferral Plan)
Common Stock
- 16,000
Stock Options (right to buy)
Exercise: $9.51Exp: 2022-11-27→ Common Stock (16,000 underlying) - 7,700
Stock Options (right to buy)
Exercise: $16.41Exp: 2019-12-11→ Common Stock (7,700 underlying) - 6,800
Stock Options (right to buy)
Exercise: $19.89Exp: 2020-12-09→ Common Stock (6,800 underlying)
Footnotes (11)
- [F1]Upon the closing of the Investment Agreement on August 11, 2015. between the Issuer and BCP IV GrafTech Holdings LP, an affiliate of Brookfield Capital Partners Ltd. ("Brookfield") dated May 4, 2015 ("Investment Agreement"), and in accordance with the Company's 2005 Equity Incentive Plan, all then unvested Awards became fully vested and the underlying shares were delivered to the individual subject to applicable withholding taxes.
- [F10]All such options have fully vested.
- [F11]All such options have fully vested. Pursuant to the closing of the Investment Agreement, all of the unvested shares subject to the option vested in full upon the closing of the Investment Agreement.
- [F2]On November 19, 2014, the Company granted 24,000 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of December 3, 2015, 2016, and 2017. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 7,884 of the 24,000 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan to cover withholding taxes.
- [F3]On November 19, 2014, the Company granted 40,000 performance shares under the Company's 2005 Equity Incentive Plan, which represented the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period and subject to other provisions of the grant. Upon the closing of the Investment Agreement, the performance share units vested in full. 13,094 of the 40,000 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
- [F4]On November 21, 2013, the Company granted 10,900 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of December 3, 2014, 2015, and 2016. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 2,388 of the 7,267 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld, or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
- [F5]On November 21, 2013, the Company granted 18,200 performance shares under the Company's 2005 Equity Incentive Plan, which represented the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period and subject to other provisions of the grant. Upon the closing of the Investment Agreement, the performance share units vested in full. 5,979 of the 18,200 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
- [F6]On November 27, 2012, the Company granted 12,000 restricted shares under the Company's 2005 Equity Incentive Plan, of which would vest in thirds on each of November 27, 2013, 2014, and 2015. Upon the closing of the Investment Agreement, the restricted stock units vested in full. 1,314 of the 4,000 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld, or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
- [F7]On November 27, 2012, the Company granted 20,000 performance shares under the Company's 2005 Equity Incentive Plan, which represented the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period and subject to other provisions of the grant. Upon the closing of the Investment Agreement, the performance share units vested in full. 6,570 of the 20,000 shares that vested August 11, 2015 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares withheld or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
- [F8]Represents the number of units attributable to the reporting person's participation in the Company Stock Fund option of the GrafTech International Holdings Inc. Savings Plan.
- [F9]Represents obligations whose value is based on Common Stock through a contribution, exempt pursuant to Rule 16b-3(c), under the Company's Compensation Deferral Program. The reporting person disclaims beneficial ownership of these securities.
Documents
Issuer
GRAFTECH INTERNATIONAL LTD
CIK 0000931148
Entity typeoperating
Related Parties
1- filerCIK 0000931148
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 4:55 PM ET
- Size
- 27.5 KB