4//SEC Filing
BATT SANDRA 4
Accession 0000931731-06-000218
CIK 0001272703other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 12:47 PM ET
Size
12.4 KB
Accession
0000931731-06-000218
Insider Transaction Report
Form 4
BATT SANDRA
Chief Financial Officer
Transactions
- Award
Option (right to buy)
2006-09-20+30,000→ 90,000 totalExercise: $4.40Exp: 2016-09-20→ Common Stock (30,000 underlying) - Disposition to Issuer
Option (right to buy)
2006-09-29−90,000→ 0 total→ Common Stock (90,000 underlying) - Purchase
Common Stock
2006-10-11$3.25/sh+19,708$64,051→ 30,770 total - Award
Option (right to buy)
2006-09-29+90,000→ 90,000 totalExercise: $3.50Exp: 2016-09-28→ Common Stock (90,000 underlying)
Footnotes (4)
- [F1]Additional shares were issued on this date to adjust the per-share price for shares earlier purchased in a private placement. The adjustment was made for all purchasers in the private placement.
- [F2]These Options were awarded under the company's Incentive Compensation Plan for services as an employee. The options become exercisable as to 20% immediately and 20% per year thereafter until fully vested.
- [F3]Options as to 60,000 shares (exercisable at $5.875) were to expire on December 14, 2016. Options as to 30,000 shares (exercisable at $0.40 per share) were to expire on September 19, 2010. All of these options have been cancelled.
- [F4]Out-of-the-money options for all directors and employees were cancelled and replaced by options with the same vesting schedule with an exercise price equal to the closing price on the date of grant.
Documents
Issuer
HYDROGEN ENGINE CENTER, INC.
CIK 0001272703
Entity typeother
Related Parties
1- filerCIK 0001351518
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 12:47 PM ET
- Size
- 12.4 KB