4//SEC Filing
Barzel Industries Inc. 4
Accession 0000932440-09-000516
CIK 0001362614operating
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 4:50 PM ET
Size
54.2 KB
Accession
0000932440-09-000516
Insider Transaction Report
Form 4
Gilbert E. Playford Revocable Trust
10% Owner
Transactions
- Gift
Common Stock
2009-03-24−2,190,331→ 2,044,520 total(indirect: By Trust) - Gift
Common Stock
2009-02-06+182,243→ 182,243 total(indirect: By Partnership) - Gift
Common Stock
2009-03-23+994,205→ 1,176,448 total(indirect: By Partnership) - Gift
Common Stock
2009-03-24+2,190,331→ 3,366,779 total(indirect: By Partnership) - Gift
Common Stock
2009-03-25+1,202,105→ 4,568,884 total(indirect: By Partnership) - Gift
Common Stock
2009-03-23−994,205→ 4,234,851 total(indirect: By Trust) - Gift
Common Stock
2009-03-25−1,202,105→ 842,415 total(indirect: By Trust) - Gift
Common Stock
2009-04-02−842,415→ 0 total(indirect: By Trust) - Gift
Common Stock
2009-02-27−1,172,500→ 0 total(indirect: By Partnership) - Gift
Common Stock
2008-12-29+12,149→ 3,272,586 total(indirect: By Trust) - Gift
Common Stock
2008-12-23−579,766→ 0 total(indirect: By Partnership) - Gift
Common Stock
2008-12-23−732,200→ 44,669 total(indirect: By Trust) - Gift
Common Stock
2009-02-27+1,172,500→ 1,172,500 total(indirect: By Trust) - Other
Warrants
2009-06-26$0.05/sh+1,890,368$94,518→ 1,890,368 total(indirect: By Partnership)Exercise: $5.50From: 2008-03-07Exp: 2011-03-07→ Common Stock (1,890,368 underlying) - Gift
Common Stock
2008-12-23−12,943→ 0 total(indirect: By Partnership) - Gift
Common Stock
2009-04-02+842,415→ 5,411,299 total(indirect: By Partnership) - Purchase
Common Stock
2009-06-25$0.25/sh+186,630$46,658→ 5,597,929 total(indirect: By Partnership) - Gift
Common Stock
2009-02-06−182,243→ 0 total(indirect: By Partnership) - Gift
Common Stock
2008-12-23+792→ 792 total(indirect: Held by corporation) - Gift
Common Stock
2009-02-27−1,172,500→ 0 total(indirect: By Trust) - Other
Warrants
2009-06-26$0.05/sh−1,890,368$94,518→ 0 total(indirect: By Trust)Exercise: $5.50From: 2008-03-07Exp: 2011-03-07→ Common Stock (1,890,368 underlying) - Gift
Common Stock
2009-02-02+182,243→ 3,454,829 total(indirect: By Trust) - Gift
Common Stock
2009-02-26−782,970→ 1,172,500 total(indirect: By Partnership) - Gift
Common Stock
2008-12-23+1,311,966→ 3,338,513 total(indirect: By Trust) - Gift
Common Stock
2009-02-27+1,172,500→ 5,229,056 total(indirect: By Trust) - Gift
Common Stock
2009-02-02−182,243→ 3,272,586 total(indirect: By Trust) - Gift
Common Stock
2008-12-24−78,076→ 3,260,437 total(indirect: By Trust) - Gift
Common Stock
2009-02-26+782,970→ 4,055,556 total(indirect: By Trust)
Holdings
- 67,108(indirect: By Trust)
Common Stock
PLAYFORD GILBERT E
Director10% Owner
Transactions
- Gift
Common Stock
2008-12-23+1,311,966→ 3,338,513 total(indirect: By Trust) - Gift
Common Stock
2008-12-24−78,076→ 3,260,437 total(indirect: By Trust) - Gift
Common Stock
2009-02-02+182,243→ 3,454,829 total(indirect: By Trust) - Gift
Common Stock
2009-02-02−182,243→ 3,272,586 total(indirect: By Trust) - Gift
Common Stock
2009-02-27+1,172,500→ 5,229,056 total(indirect: By Trust) - Gift
Common Stock
2009-03-24−2,190,331→ 2,044,520 total(indirect: By Trust) - Gift
Common Stock
2009-02-27−1,172,500→ 0 total(indirect: By Partnership) - Purchase
Common Stock
2009-06-25$0.25/sh+186,630$46,658→ 5,597,929 total(indirect: By Partnership) - Gift
Common Stock
2008-12-23+792→ 792 total(indirect: Held by corporation) - Other
Warrants
2009-06-26$0.05/sh−1,890,368$94,518→ 0 total(indirect: By Trust)Exercise: $5.50From: 2008-03-07Exp: 2011-03-07→ Common Stock (1,890,368 underlying) - Other
Warrants
2009-06-26$0.05/sh+1,890,368$94,518→ 1,890,368 total(indirect: By Partnership)Exercise: $5.50From: 2008-03-07Exp: 2011-03-07→ Common Stock (1,890,368 underlying) - Gift
Common Stock
2009-02-26−782,970→ 1,172,500 total(indirect: By Partnership) - Gift
Common Stock
2008-12-29+12,149→ 3,272,586 total(indirect: By Trust) - Gift
Common Stock
2009-02-27−1,172,500→ 0 total(indirect: By Trust) - Gift
Common Stock
2009-03-23−994,205→ 4,234,851 total(indirect: By Trust) - Gift
Common Stock
2009-03-25−1,202,105→ 842,415 total(indirect: By Trust) - Gift
Common Stock
2009-03-24+2,190,331→ 3,366,779 total(indirect: By Partnership) - Gift
Common Stock
2009-03-25+1,202,105→ 4,568,884 total(indirect: By Partnership) - Gift
Common Stock
2008-12-23−732,200→ 44,669 total(indirect: By Trust) - Gift
Common Stock
2009-02-26+782,970→ 4,055,556 total(indirect: By Trust) - Gift
Common Stock
2008-12-23−12,943→ 0 total(indirect: By Partnership) - Gift
Common Stock
2009-03-23+994,205→ 1,176,448 total(indirect: By Partnership) - Gift
Common Stock
2009-04-02−842,415→ 0 total(indirect: By Trust) - Gift
Common Stock
2009-02-06+182,243→ 182,243 total(indirect: By Partnership) - Gift
Common Stock
2009-04-02+842,415→ 5,411,299 total(indirect: By Partnership) - Gift
Common Stock
2009-02-06−182,243→ 0 total(indirect: By Partnership) - Gift
Common Stock
2008-12-23−579,766→ 0 total(indirect: By Partnership) - Gift
Common Stock
2009-02-27+1,172,500→ 1,172,500 total(indirect: By Trust)
Holdings
- 67,108(indirect: By Trust)
Common Stock
Footnotes (12)
- [F1]These securities are held directly by Playford SPAC Portfolio, Ltd. ("Portfolio"), a limited partnership of which Mr. Playford is a 24.8% limited partner and Playford's Grantor Retained Annuity Trust is a 75% limited partner. The remaining 0.2% of the outstanding partnership interest is owned by the general partner of Portfolio, Playford SPAC Management Corp., of which Playford is the sole beneficial and record owner.
- [F10]These securities are held by the Gilbert E. Playford Grantor Retained Annuity Trust u/a/d 2/12/2007, of which the reporting person is the trustee.
- [F11]Represents a change in form of beneficial ownership. Includes adjustment of 9,937 warrants to correct inadvertently misreported amount.
- [F12]Each transaction reported herein was made as part of the reporting person's estate planning.
- [F2]These securities are held by Gilbert E. Playford Revocable Trust, a revocable trust, of which the reporting person is the settler and sole trustee.
- [F3]Represents the reporting person's pecuniary interest in the securities owned by Playford Holdings, Ltd., a partnership of which Mr. Playford is the general partner.
- [F4]Represents the reporting person's pecuniary interest in the Gilbert E. Playford 2007 Charitable Remainder Trust U/A/O 6/12/07, a trust of which the reporting person is trustee.
- [F5]These securities are held by Playford Family Limited Partnership. The sole general partner of Playford Family Limited Partnership is Playford Management LLC, of which the reporting person is the sole member. The sole limited partner is Gilbert E. Playford Revocable Trust, a revocable trust, of which the reporting person is the settler and sole trustee.
- [F6]The reported securities are held by Playford Grandkids Limited Partnership whose sole general partner and 0.1% owner is Playford Management LLC, of which the reporting person is the sole member. All of the outstanding limited partnership interests of such limited partnership are held by the 2007 Playford Grandkids Gift Trust U/A/D 5/2/07. The reporting person disclaims beneficial ownership of such securities except as to his pecuniary interest therein.
- [F7]These securities are held by the Cheryle Darlene Playford Revocable Trust, of which the reporting person's spouse is the sole trustee.
- [F8]These securities are held by Playford Management LLC, of which Mr. Playford is the sole member.
- [F9]Includes adjustment of 1,000 shares to correct inadvertently misreported amount.
Documents
Issuer
Barzel Industries Inc.
CIK 0001362614
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001362614
Filing Metadata
- Form type
- 4
- Filed
- Jun 25, 8:00 PM ET
- Accepted
- Jun 26, 4:50 PM ET
- Size
- 54.2 KB