Cinedigm Corp. 4
4 · Cinedigm Corp. · Filed Mar 29, 2017
Insider Transaction Report
Form 4
Cinedigm Corp.CIDM
CHEZ RONALD L
Other
Transactions
- Award
Class A Common Stock
2017-03-06+49,262→ 204,262 total(indirect: By entity) - Other
Class A Common Stock
2016-12-29−4,076→ 1,124,535 total - Other
Class A Common Stock
2016-12-29+4,076→ 208,338 total(indirect: By entity)
Holdings
- 33,374(indirect: By Trust)
Class A Common Stock
- 97,500
Warrants (right to buy)
Exercise: $18.50From: 2013-10-21Exp: 2018-10-21→ Class A Common Stock (97,500 underlying) - 200,000
Warrants (right to buy)
From: 2016-07-14Exp: 2023-07-13→ Class A Common Stock (200,000 underlying)
Footnotes (5)
- [F1]Owned by the Chez Family Foundation, of which the reporting person is Trustee.
- [F2]Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.
- [F3]Exercise price is $1.34 as to 100,000 shares and $1.68 as to 100,000 shares.
- [F4]Constitutes stock portion and cash portion, requested by the Reporting Person to be paid in stock, of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.
- [F5]The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13.