CURRY PATRICK J 4/A
4/A · EMERGENT CAPITAL, INC. · Filed Sep 27, 2017
Insider Transaction Report
Form 4/AAmended
CURRY PATRICK J
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2017-09-26$0.45/sh+74,716$33,622→ 14,374,716 total(indirect: By LLC)
Holdings
- 13,575,000(indirect: By LLC)
Warrants (right to buy)
Exercise: $0.20Exp: 2023-07-28→ Common Stock,par value $0.01 per share (13,575,000 underlying)
Footnotes (3)
- [F1]Mr. Curry is the principal and manager of PJC Investments, LLC.
- [F2]Of such warrants, 8,750,000 vested on July 28, 2017 and 4,825,000 will vest in connection with the conversion of the issuer's senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis, or earlier upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding.
- [F3]This amendment is filed to correct the amount of securities acquired.