4//SEC Filing
CURRY PATRICK J 4
Accession 0000932440-18-000027
CIK 0001494448other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 4:21 PM ET
Size
9.1 KB
Accession
0000932440-18-000027
Insider Transaction Report
Form 4
CURRY PATRICK J
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2018-03-29$0.42/sh+552,431$234,783→ 552,431 total(indirect: By Spouse)
Holdings
- 13,575,000(indirect: By LLC)
Warrants (right to buy)
Exercise: $0.20Exp: 2023-07-28→ Common Stock,par value $0.01 per share (13,575,000 underlying) - 14,374,716(indirect: By LLC)
Common Stock, par value $0.01 per share
PJC INVESTMENTS, LLC
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2018-03-29$0.42/sh+552,431$234,783→ 552,431 total(indirect: By Spouse)
Holdings
- 13,575,000(indirect: By LLC)
Warrants (right to buy)
Exercise: $0.20Exp: 2023-07-28→ Common Stock,par value $0.01 per share (13,575,000 underlying) - 14,374,716(indirect: By LLC)
Common Stock, par value $0.01 per share
Footnotes (2)
- [F1]Mr. Curry is the principal and manager of PJC Investments, LLC.
- [F2]Of such warrants, 8,750,000 vested on July 28, 2017 and 4,825,000 will vest in connection with the conversion of the issuer's senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis, or earlier upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding.
Documents
Issuer
EMERGENT CAPITAL, INC.
CIK 0001494448
Entity typeother
Related Parties
1- filerCIK 0001272138
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 4:21 PM ET
- Size
- 9.1 KB