SIMONY JACK 4
4 · EMERGENT CAPITAL, INC. · Filed Feb 28, 2019
Insider Transaction Report
Form 4
SIMONY JACK
VP and CIO
Transactions
- Exercise/Conversion
Common Stock
2018-10-30+500,000→ 500,000 total - Tax Payment
Common Stock
2018-10-30$0.20/sh−196,353$38,289→ 303,647 total - Exercise/Conversion
Restricted Stock Units
2018-10-30−500,000→ 500,000 total→ Common Stock (500,000 underlying)
Footnotes (2)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]The Restricted Stock Units vest on October 29, 2018 as to 500,000 shares, and on October 29, 2019 as to 500,000 shares.