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4//SEC Filing

SIMONY JACK 4

Accession 0000932440-19-000020

CIK 0001494448other

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 4:39 PM ET

Size

8.7 KB

Accession

0000932440-19-000020

Insider Transaction Report

Form 4
Period: 2018-10-30
SIMONY JACK
VP and CIO
Transactions
  • Exercise/Conversion

    Common Stock

    2018-10-30+500,000500,000 total
  • Tax Payment

    Common Stock

    2018-10-30$0.20/sh196,353$38,289303,647 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-10-30500,000500,000 total
    Common Stock (500,000 underlying)
Footnotes (2)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
  • [F2]The Restricted Stock Units vest on October 29, 2018 as to 500,000 shares, and on October 29, 2019 as to 500,000 shares.

Issuer

EMERGENT CAPITAL, INC.

CIK 0001494448

Entity typeother

Related Parties

1
  • filerCIK 0001733733

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:39 PM ET
Size
8.7 KB