WERBLOWSKY HARVEY Z. 4
4 · EMERGENT CAPITAL, INC. · Filed Oct 31, 2019
Insider Transaction Report
Form 4
WERBLOWSKY HARVEY Z.
VP, CLO and GC
Transactions
- Tax Payment
Common Stock
2019-10-30$0.20/sh−98,176$19,144→ 303,647 total - Exercise/Conversion
Common Stock
2019-10-30+250,000→ 401,823 total - Exercise/Conversion
Restricted Stock Units
2019-10-30−250,000→ 0 total→ Common Stock (250,000 underlying)
Footnotes (2)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]The Restricted Stock Units vested on October 29, 2018, as to 250,000 shares, and on Ocrtober 29, 2019 as to 250,000 shares.