4//SEC Filing
WERBLOWSKY HARVEY Z. 4
Accession 0000932440-19-000062
CIK 0001494448other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 7:48 PM ET
Size
8.8 KB
Accession
0000932440-19-000062
Insider Transaction Report
Form 4
WERBLOWSKY HARVEY Z.
VP, CLO and GC
Transactions
- Tax Payment
Common Stock
2019-10-30$0.20/sh−98,176$19,144→ 303,647 total - Exercise/Conversion
Common Stock
2019-10-30+250,000→ 401,823 total - Exercise/Conversion
Restricted Stock Units
2019-10-30−250,000→ 0 total→ Common Stock (250,000 underlying)
Footnotes (2)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]The Restricted Stock Units vested on October 29, 2018, as to 250,000 shares, and on Ocrtober 29, 2019 as to 250,000 shares.
Documents
Issuer
EMERGENT CAPITAL, INC.
CIK 0001494448
Entity typeother
Related Parties
1- filerCIK 0001291189
Filing Metadata
- Form type
- 4
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 7:48 PM ET
- Size
- 8.8 KB