SIMONY JACK 4
4 · EMERGENT CAPITAL, INC. · Filed Oct 31, 2019
Insider Transaction Report
Form 4
SIMONY JACK
VP and CIO
Transactions
- Tax Payment
Common Stock
2019-10-30$0.20/sh−196,352$38,289→ 607,295 total - Exercise/Conversion
Restricted Stock Units
2019-10-30−500,000→ 0 total→ Common Stock (500,000 underlying) - Exercise/Conversion
Common Stock
2019-10-30+500,000→ 803,647 total
Footnotes (2)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]The Restricted Stock Units vested on October 29, 2018 as to 500,000 shares, and on October 29, 2019 as to 500,000 shares.