4//SEC Filing
MARTINEZ MIRIAM 4
Accession 0000932440-19-000078
CIK 0001494448other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 4:14 PM ET
Size
10.1 KB
Accession
0000932440-19-000078
Insider Transaction Report
Form 4
MARTINEZ MIRIAM
Senior VP-Finance & Operations
Transactions
- Tax Payment
Common Stock
2019-12-21$0.20/sh−74,125$14,714→ 386,111 total - Exercise/Conversion
Restricted Stock Units
2019-12-21−250,000→ 0 total→ Common Stock (250,000 underlying) - Exercise/Conversion
Common Stock
2019-12-21+250,000→ 460,236 total
Holdings
- 45,000
Stock Option (right to buy)
Exercise: $6.94Exp: 2020-06-06→ Common Stock (45,000 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]The Restricted Stock Units vested on December 21, 2019.
- [F3]One-third of the options vested on June 6 of each of 2013, 2014 and 2015.
Documents
Issuer
EMERGENT CAPITAL, INC.
CIK 0001494448
Entity typeother
Related Parties
1- filerCIK 0001542399
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 4:14 PM ET
- Size
- 10.1 KB