MARTINEZ MIRIAM 4
4 · EMERGENT CAPITAL, INC. · Filed Dec 26, 2019
Insider Transaction Report
Form 4
MARTINEZ MIRIAM
CFO and Secretary
Transactions
- Exercise/Conversion
Common Stock
[F1]2019-12-21+250,000→ 460,236 total - Tax Payment
Common Stock
2019-12-21$0.20/sh−74,125$14,714→ 386,111 total - Exercise/Conversion
Restricted Stock Units
[F1][F2]2019-12-21−250,000→ 0 total→ Common Stock (250,000 underlying)
Holdings
- 45,000
Stock Option (right to buy)
[F3]Exercise: $6.94Exp: 2020-06-06→ Common Stock (45,000 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
- [F2]The Restricted Stock Units vested on December 21, 2019.
- [F3]One-third of the options vested on June 6 of each of 2013, 2014 and 2015.
Signature
/s/ Miriam Martinez|2019-12-26