4//SEC Filing
PJC INVESTMENTS, LLC 4
Accession 0000932440-20-000008
CIK 0001494448other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 4:54 PM ET
Size
10.0 KB
Accession
0000932440-20-000008
Insider Transaction Report
Form 4
CURRY PATRICK J
Director10% Owner
Transactions
- Award
Common Stock, par value $0.01 per share
2020-01-27+1,000,000→ 1,000,000 total
Holdings
- 14,442,716(indirect: By LLC)
Common Stock, par value $0.01 per share
- 13,575,000(indirect: By LLC)
Warrants (right to buy)
Exercise: $0.20Exp: 2023-07-28→ Common Stock, par value $0.01 per share (13,575,000 underlying) - 552,431(indirect: By Spouse)
Common Stock, par value $0.01 per share
PJC INVESTMENTS, LLC
Director10% Owner
Transactions
- Award
Common Stock, par value $0.01 per share
2020-01-27+1,000,000→ 1,000,000 total
Holdings
- 552,431(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 14,442,716(indirect: By LLC)
Common Stock, par value $0.01 per share
- 13,575,000(indirect: By LLC)
Warrants (right to buy)
Exercise: $0.20Exp: 2023-07-28→ Common Stock, par value $0.01 per share (13,575,000 underlying)
Footnotes (3)
- [F1]Mr. Curry is the principal and manager of PJC Investments, LLC.
- [F2]Of such warrants, 8,750,000 vested on July 28, 2017 and 4,825,000 will vest in connection with the conversion of the issuer's senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis, or earlier upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no long outstanding.
- [F3]Consists of restricted stock that will vest as to one-third on January 27 of each of 2021, 2022 and 2023.
Documents
Issuer
EMERGENT CAPITAL, INC.
CIK 0001494448
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001712302
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 4:54 PM ET
- Size
- 10.0 KB