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4//SEC Filing

AVIGEN INC \DE 4

Accession 0000932903-09-000005

CIK 0000932903operating
View on SEC.govCompany Profile

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 4:59 PM ET

Size

33.4 KB

Accession

0000932903-09-000005

Insider Transaction Report

Form 4
Period: 2009-12-18
AVIGEN INC \DEAVGN
HOROVITZ ZOLA P
Director
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−5,000→ 0 total
    Exercise: $14.63Exp: 2011-03-08→ Common Stock $0.001 par value (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−10,000→ 0 total
    Exercise: $9.48Exp: 2011-11-15→ Common Stock $0.001 par value (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−10,000→ 0 total
    Exercise: $3.94Exp: 2013-05-21→ Common Stock $0.001 par value (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−40,000→ 0 total
    Exercise: $5.41Exp: 2016-05-31→ Common Stock $0.001 par value (40,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−7,500→ 0 total
    Exercise: $40.75Exp: 2010-11-16→ Common Stock $0.001 par value (7,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−2,500→ 0 total
    Exercise: $13.02Exp: 2011-08-12→ Common Stock $0.001 par value (2,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−10,000→ 0 total
    Exercise: $9.43Exp: 2012-05-19→ Common Stock $0.001 par value (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−10,000→ 0 total
    Exercise: $3.99Exp: 2014-05-26→ Common Stock $0.001 par value (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−10,000→ 0 total
    Exercise: $2.96Exp: 2015-05-26→ Common Stock $0.001 par value (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−20,000→ 0 total
    Exercise: $4.85Exp: 2016-02-07→ Common Stock $0.001 par value (20,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−40,000→ 0 total
    Exercise: $6.73Exp: 2017-05-30→ Common Stock $0.001 par value (40,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18−40,000→ 0 total
    Exercise: $2.96Exp: 2018-05-19→ Common Stock $0.001 par value (40,000 underlying)
Footnotes (12)
  • [F1]This option, which provided for vesting in three equal annual installments on November 17, 2001, 2002, and 2003, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F10]This option, which provided for vesting in three annual installments of 13,200 shares, 13,600 shares and 13,200 shares on May 31, 2007, 2008, and 2009, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F11]This option, which provided for vesting in three annual installments of 13,200 shares, 13,600 shares and 13,200 shares on May 30, 2008, 2009, and 2010, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F12]This option, which provided for vesting in three annual installments of 13,200 shares, 13,600 shares and 13,200 shares on May 19, 2009, 2010, and 2011, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F2]This option, which provided for vesting in four equal quarterly installments beginning from March 9, 2001, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F3]This option, which provided for vesting in three equal annual installments on November 17, 2001, 2002, and 2003, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F4]This option, which provided for vesting in three equal annual installments on November 16, 2002, 2003, and 2004, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F5]This option, which provided for vesting in three equal annual installments on May 20, 2003, 2004, and 2005, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F6]This option, which provided for vesting in three annual installments of 3,300 shares, 3,400 shares and 3,300 shares on May 22, 2004, 2005, and 2006, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F7]This option, which provided for vesting in three annual installments of 3,300 shares, 3,400 shares and 3,300 shares on May 26, 2005, 2006, and 2007, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F8]This option, which provided for vesting in three annual installments of 3,300 shares, 3,400 shares and 3,300 shares on May 26, 2006, 2007, and 2008, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F9]This option, which provided for vesting in three annual installments of 6,600 shares, 6,800 shares and 6,600 shares on December 6, 2006, 2007, and 2008, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.

Documents

1 file

Issuer

AVIGEN INC \DE

CIK 0000932903

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000932903

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:59 PM ET
Size
33.4 KB
View on SEC.gov