Home/Filings/4/0000932903-09-000007
4//SEC Filing

Johnson Kirk William 4

Accession 0000932903-09-000007

CIK 0000932903other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 6:37 PM ET

Size

18.4 KB

Accession

0000932903-09-000007

Insider Transaction Report

Form 4
Period: 2009-12-18
Johnson Kirk William
VP Research and Development
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-1870,0000 total
    Exercise: $6.31Exp: 2014-01-12Common Stock $0.001 par value (70,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-1870,0000 total
    Exercise: $5.50Exp: 2017-01-03Common Stock $0.001 par value (70,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-1850,0000 total
    Exercise: $3.38Exp: 2014-06-25Common Stock $0.001 par value (50,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-1888,1410 total
    Exercise: $4.42Exp: 2017-12-05Common Stock $0.001 par value (88,141 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-1816,5000 total
    Exercise: $3.14Exp: 2015-07-01Common Stock $0.001 par value (16,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-12-18115,0000 total
    Exercise: $5.06Exp: 2016-02-22Common Stock $0.001 par value (115,000 underlying)
Footnotes (6)
  • [F1]This option, which provided for vesting in sixteen equal quarterly installments beginning January 12, 2004, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F2]This option, which provided for vesting in sixteen equal quarterly installments beginning July 1, 2004, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F3]This option, which provided for vesting in sixteen equal quarterly installments beginning July 1, 2005, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F4]This option, which provided for vesting of 9,583 shares on May 22, 2006, 2007, and 2008, respectively, 9,583 shares on August 22, 2006, 2007, and 2008, respectively, 9,583 on November 22, 2006 and February 22, 2007, respectively, and 9,584 shares on November 22, 2007 and 2008 and February 22, 2008 and 2009, respectively, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F5]This option, which provided for vesting in twelve equal quarterly installments beginning January 3, 2007, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.
  • [F6]This option, which provided for vesting in twelve equal quarterly installments beginning December 5, 2007, was cancelled pursuant to the terms of the Agreement and Plan of Merger by and among Avigen, Inc., MediciNova, Inc., and Absolute Merger, Inc., a wholly owned subsidiary of MediciNova, Inc.

Issuer

AVIGEN INC \DE

CIK 0000932903

Entity typeother

Related Parties

1
  • filerCIK 0001295678

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 6:37 PM ET
Size
18.4 KB