4//SEC Filing
WASHINGTON MUTUAL, INC 4
Accession 0000933136-08-000027
$COOPCIK 0000933136operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 7:41 PM ET
Size
13.6 KB
Accession
0000933136-08-000027
Insider Transaction Report
Form 4
ROTELLA STEPHEN J
President and COO
Transactions
- Award
Stock Option (Right to Buy)
2008-01-22+1,500,000→ 1,500,000 totalExercise: $14.77Exp: 2015-01-22→ Common (1,500,000 underlying) - Tax Payment
Common
2008-01-18$13.55/sh−3,152.021$42,710→ 397,786.414 total - Disposition to Issuer
Common
2008-01-18$13.55/sh−15,954.979$216,190→ 318,986.256 total - Award
Common
2008-01-22+165,000→ 483,986.256 total - Disposition to Issuer
Common
2008-01-18−62,845.179→ 334,941.235 total
Footnotes (5)
- [F1]Shares of vested restricted stock withheld to satisfy withholding obligations.
- [F2]Disposition back to the Company of previously-awarded shares of restricted stock that were forfeited due to the Company not achieving specified performance criteria.
- [F3]Upon the vesting of restricted stock, the Reporting Person deferred the receipt of the shares of common stock into the Washington Mutual Deferred Compensation Plan ("DCP"). As a result, the Reporting Person is reporting the disposition of shares of common stock to the Issuer pursuant to the DCP.
- [F4]Grant of restricted stock pursuant to the Amended and Restated 2003 Equity Incentive Plan as part of the Reporting Person?s annual equity compensation award. Shares vest in two equal installments on January 22, 2010 and 2011, respectively, subject to the Company?s achievement of specified performance criteria.
- [F5]Grant of stock options pursuant to the Amended and Restated 2003 Equity Incentive Plan as part of the Reporting Person?s annual equity compensation award. 750,000 of the stock options will vest upon the later of (i) January 22, 2011 or (ii) the NYSE-reported trading price of the Company?s common stock closing at $26 or more per share for 15 consecutive trading days. 750,000 of the stock options will vest upon the later of (i) January 22, 2012 or (ii) the NYSE-reported trading price of the Company?s common stock closing at $35 or more per share for 15 consecutive trading days.
Documents
Issuer
WASHINGTON MUTUAL, INC
CIK 0000933136
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000933136
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 7:41 PM ET
- Size
- 13.6 KB