4//SEC Filing
SHELLS SEAFOOD RESTAURANTS INC 4
Accession 0000935066-05-000008
CIK 0000935066operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 7:35 PM ET
Size
8.7 KB
Accession
0000935066-05-000008
Insider Transaction Report
Form 4
Herman Gary L
Director
Transactions
- Exercise of In-Money
Common Stock, $0.01 par per share
2005-01-31$0.16/sh+93,750$15,000→ 93,750 total - Exercise of In-Money
Common Stock, $0.01 par per share
2005-01-31$0.16/sh+192,190$30,750→ 392,190 total(indirect: See Footnote.)
Holdings
- 400,000(indirect: See Footnote.)
Warrant to purchase Common Stock
Exercise: $0.50From: 2005-01-31Exp: 2007-01-31→ Warrant to purchase Common Stock (400,000 underlying)
Footnotes (4)
- [F1]The Common Stock was acquired pursuant to the exercise of the remaining portion of a warrant.
- [F2]Represents shares acquired by the exercise of the remaining portion of a warrant owned by affiliated entities of the Reporting Person.
- [F3]Includes shares owned by Galloway Capital Management, LLC and a trust for the benefit of Mr. Herman's children. Mr. Herman is a managing member of Galloway Capital Management, LLC and trustee of the aforementioned trust.
- [F4]The warrant is held by GCM Shells Seafood Partners, LLC of which Mr. Herman is a managing member.
Documents
Issuer
SHELLS SEAFOOD RESTAURANTS INC
CIK 0000935066
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000935066
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 7:35 PM ET
- Size
- 8.7 KB