4/A//SEC Filing
ADLER FREDERICK R 4/A
Accession 0000935066-05-000023
CIK 0000935066other
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 3:57 PM ET
Size
12.6 KB
Accession
0000935066-05-000023
Insider Transaction Report
Form 4/AAmended
ADLER FREDERICK R
10% Owner
Transactions
- Exercise of In-Money
Warrant to purchase Common Stock
2005-05-24$15.00/sh−1,000,000$15,000,000→ 0 totalExercise: $0.50From: 2004-08-04Exp: 2007-01-31→ Common Stock, $0.01 par value per share (1,000,000 underlying) - Exercise of In-Money
Common Stock, $0.01 par value per share
2005-05-24$0.50/sh+1,000,000$500,000→ 2,204,406 total - Purchase
Series B, Convertible Preferred Stock, $0.01 par per share
2005-05-24$15.00/sh+976,660$14,649,900→ 976,660 totalExercise: $15.00From: 2005-05-24Exp: 2015-05-24→ Common Stock, $0.01 par value (976,660 underlying) - Purchase
Warrant to purchase Common Stock
2005-05-24$15.00/sh+488,330$7,324,950→ 488,330 totalExercise: $1.30From: 2005-05-24Exp: 2010-05-24→ Common Stock, $0.01 par value (488,330 underlying)
Footnotes (2)
- [F1]Consists of 10,100 shares of Common Stock held by 1520 Partners, LP, a limited partnership of which the Reporting Person is the general partner. The Reporting Person disclaims beneficial ownership of the shares held by 1520 Partners, LP.
- [F2]The reported securities are included within 48,833 units purchased by the Reporting Person for $15.00 per unit. Each unit consists of one share of Series B Convertible Preferred Stock of the Issuer and a warrant to purchase 10 shares of common stock of the Issuer. Each share of Series B Convertible Preferred Stock is convertible into 20 shares of common stock.
Documents
Issuer
SHELLS SEAFOOD RESTAURANTS INC
CIK 0000935066
Entity typeother
IncorporatedFL
Related Parties
1- filerCIK 0000919039
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 22, 8:00 PM ET
- Accepted
- Jun 23, 3:57 PM ET
- Size
- 12.6 KB