4//SEC Filing
INTRAWARE INC 4
Accession 0000935836-07-000380
CIK 0001025134operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 2:00 PM ET
Size
9.2 KB
Accession
0000935836-07-000380
Insider Transaction Report
Form 4
INTRAWARE INCITRA
CROSSLINK CAPITAL INC
10% Owner
Transactions
- Sale
Common Stock
2007-11-16$4.95/sh−100$495→ 864,188 total(indirect: See Notes 1, 2 and 3) - Sale
Common Stock
2007-11-15$5.09/sh−4,200$21,367→ 864,288 total(indirect: See Notes 1, 2 and 3)
Footnotes (3)
- [F1]The securities reported as beneficially owned by Crosslink Capital, Inc. ("Crosslink") on this Form 4 include securities also beneficially owned by the following affiliates of Crosslink (collectively, the "Crosslink Affiliates"): Crossover Fund III Management, L.L.C. ("Crossover III Management"), Crossover Fund IV Management, L.L.C. ("Crossover IV"), Delta Growth Management, LLC ("Delta Growth"), Ten Mile Management, L.L.C. ("Ten Mile"), Michael J. Stark, Daniel John Dunn, Thomas Edward Bliska, David I. Epstein, James Feuille, Charles Finnie and Bruce MacNaughton. Crosslink is filing this Form 4 on behalf of itself and the Crosslink Affiliates.
- [F2]Crosslink is an investment adviser to investment funds of which Crossover III Management, Crossover IV, Delta Growth or Ten Mile is the general partner. Mr. Stark is the control person of Crosslink. Mr. Stark, Mr. Bliska and Mr. Dunn are the control persons of Crossover III Management. Mr. Stark, Mr. Bliska, Mr. Dunn, Mr. Epstein, Mr. Feuille, Mr. Finnie and Mr. MacNaughton are control persons of Crossover IV. Mr. Stark is the control person of Delta Growth. Mr. Bliska is a control person of Ten Mile.
- [F3]Crosslink and the Crosslink Affiliates are filing this Form 4 jointly, but not as members of a group, and each of them disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. These securities are held directly by investment funds to which Crosslink or Crossover III Management is investment adviser for the benefit of the investors in those funds. These securities are indirectly beneficially owned by Crosslink or Crossover III Management in such capacity as investment adviser, by Crossover III Management, Crossover IV, Delta Growth and Ten Mile as the general partner of one or more of those funds, and by Mr. Stark, Mr. Bliska, Mr. Dunn, Mr. Epstein, Mr. Feuille, Mr. Finnie and Mr. MacNaughton as the control persons of those entities. Crosslink and each Crosslink Affiliate disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein.
Documents
Issuer
INTRAWARE INC
CIK 0001025134
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001025134
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 2:00 PM ET
- Size
- 9.2 KB