Repertoire Master Fund LP 4
4 · Portman Ridge Finance Corp · Filed May 2, 2023
Insider Transaction Report
Form 4
Repertoire Master Fund LP
10% Owner
Transactions
- Purchase
Common Stock
2022-11-30$22.34/sh+1,009$22,544→ 1,103,911 total - Purchase
Common Stock
2022-11-30$22.34/sh+6,814$152,244→ 1,110,725 total - Purchase
Common Stock
2022-11-30$22.34/sh+1,917$42,831→ 1,112,642 total - Sale
Common Stock
2022-12-01$22.40/sh−980$21,952→ 1,126,513 total - Sale
Common Stock
2022-12-01$22.40/sh−284$6,362→ 1,126,229 total - Sale
Common Stock
2022-12-05$22.13/sh−1,248$27,613→ 1,124,981 total - Sale
Common Stock
2022-12-13$22.34/sh−419$9,363→ 1,114,668 total - Purchase
Common Stock
2022-11-30$22.08/sh+1,554$34,317→ 1,114,196 total - Purchase
Common Stock
2022-11-30$22.08/sh+10,494$231,741→ 1,124,690 total - Purchase
Common Stock
2022-11-30$22.08/sh+2,952$65,190→ 1,127,642 total - Sale
Common Stock
2022-12-01$22.40/sh−149$3,338→ 1,127,493 total - Purchase
Common Stock
2022-12-09$21.92/sh+69$1,512→ 1,117,204 total - Purchase
Common Stock
2022-12-09$21.92/sh+134$2,937→ 1,117,793 total - Sale
Common Stock
2022-12-09$22.05/sh−300$6,615→ 1,117,493 total - Sale
Common Stock
2022-12-12$22.14/sh−2,220$49,155→ 1,115,087 total - Purchase
Common Stock
2022-12-19$21.75/sh+1,281$27,862→ 1,113,147 total - Purchase
Common Stock
2022-12-21$21.87/sh+15,309$334,737→ 1,128,556 total - Purchase
Common Stock
2022-12-22$21.98/sh+10,000$219,846→ 1,138,556 total - Purchase
Common Stock
2022-12-23$21.97/sh+174$3,823→ 1,138,730 total - Purchase
Common Stock
2022-12-23$21.97/sh+1,145$25,157→ 1,139,875 total - Purchase
Common Stock
2022-12-23$21.97/sh+381$8,371→ 1,140,256 total - OtherSwap
Equity Swap (Obligation to Buy)
2022-11-30+1→ 1 totalExercise: $22.49→ Common Stock (106 underlying) - Sale
Common Stock
2022-12-06$22.11/sh−4,468$98,804→ 1,120,513 total - Sale
Common Stock
2022-12-07$22.25/sh−9,798$218,013→ 1,110,715 total - Purchase
Common Stock
2022-12-08$21.85/sh+2,220$48,510→ 1,112,935 total - Purchase
Common Stock
2022-12-09$21.89/sh+4,200$91,943→ 1,117,135 total - Purchase
Common Stock
2022-12-09$21.92/sh+455$9,973→ 1,117,659 total - Sale
Common Stock
2022-12-12$22.44/sh−186$4,174→ 1,117,307 total - Sale
Common Stock
2022-12-14$22.27/sh−2,602$57,939→ 1,112,066 total - Sale
Common Stock
2022-12-16$22.10/sh−200$4,420→ 1,111,866 total - Purchase
Common Stock
2022-12-20$21.75/sh+100$2,175→ 1,113,247 total
Footnotes (1)
- [F1]The reporting person entered into an equity swap agreement with a counterparty under which, upon expiration of the 3-year term of the agreement, (1) the reporting person will be obligated to pay to the counterparty the price per share set forth in Column 2 for the notional number of shares of PTMN common stock set forth in Column 7, and (2) the counterparty will be obligated to pay to the reporting person the market value of the notional number of shares of PTMN common stock set forth in Column 7 as of the end of that period. The reporting person will pay to the counterparty monthly interest on the purchase price of the notional shares, at a rate tied to a market index, and the counterparty will pay to the reporting person all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term.