Repertoire Master Fund LP 4

Accession 0000935836-23-000380

CIK 0001372807other

View on SEC.gov Company Profile

Filed

May 1, 8:00 PM ET

Accepted

May 2, 6:48 PM ET

Size

82.3 KB

Accession

0000935836-23-000380

Insider Transaction Report

Form 4

Period: 2023-01-12

Portman Ridge Finance CorpPTMN

Repertoire Master Fund LP

10% Owner

Transactions

Sale
Common Stock
2023-01-27$22.86/sh−265$6,057→ 1,172,070 total
Sale
Common Stock
2023-01-27$22.86/sh−90$2,057→ 1,171,980 total
Purchase
Common Stock
2023-01-27$22.75/sh+1,099$25,002→ 1,173,265 total
Sale
Common Stock
2023-02-06$22.70/sh−100$2,270→ 1,173,538 total
Purchase
Common Stock
2023-01-12$22.35/sh+145$3,241→ 1,175,237 total
Sale
Common Stock
2023-01-25$22.80/sh−600$13,682→ 1,172,924 total
Sale
Common Stock
2023-01-26$22.80/sh−340$7,752→ 1,172,380 total
Purchase
Common Stock
2023-01-12$22.35/sh+72$1,609→ 1,174,663 total
Purchase
Common Stock
2023-01-12$22.35/sh+429$9,588→ 1,175,092 total
Sale
Common Stock
2023-01-17$22.90/sh−125$2,863→ 1,175,091 total
Sale
Common Stock
2023-01-18$22.78/sh−67$1,526→ 1,174,971 total
Sale
Common Stock
2023-01-20$22.66/sh−2,721$61,662→ 1,172,228 total
Purchase
Common Stock
2023-01-27$22.75/sh+186$4,232→ 1,172,166 total
Purchase
Common Stock
2023-01-27$22.75/sh+373$8,486→ 1,173,638 total
OtherSwap
Equity Swap (Obligation to Buy)
2023-02-28+1→ 1 total
Exercise: $23.11→ Common Stock (2,744 underlying)
OtherSwap
Equity Swap (Obligation to Buy)
2023-03-13+1→ 1 total
Exercise: $21.07→ Common Stock (6,440 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-03-27+1→ 1 total
Exercise: $20.94→ Common Stock (3,923 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-04-03+1→ 1 total
Exercise: $20.74→ Common Stock (4,555 underlying)
Sale
Common Stock
2023-01-25$22.80/sh−204$4,652→ 1,172,720 total
Sale
Common Stock
2023-01-27$22.86/sh−45$1,028→ 1,172,335 total
Sale
Common Stock
2023-01-18$22.78/sh−11$251→ 1,175,038 total
Sale
Common Stock
2023-01-18$22.78/sh−22$501→ 1,174,949 total
Purchase
Common Stock
2023-01-20$22.50/sh+1,397$31,433→ 1,173,625 total
Sale
Common Stock
2023-01-25$22.80/sh−101$2,303→ 1,173,524 total
Sale
Common Stock
2023-01-17$22.90/sh−21$481→ 1,175,216 total
Sale
Common Stock
2023-01-17$22.90/sh−42$962→ 1,175,049 total
Sale
Common Stock
2023-02-07$22.70/sh−800$18,162→ 1,172,738 total
Sale
Common Stock
2023-02-08$22.65/sh−10,144$229,714→ 1,162,594 total
Sale
Common Stock
2023-02-09$22.79/sh−259$5,903→ 1,162,335 total
OtherSwap
Equity Swap (Obligation to Buy)
2023-02-07+1→ 1 total
Exercise: $22.67→ Common Stock (100 underlying)
OtherSwap
Equity Swap (Obligation to Buy)
2023-02-08+1→ 1 total
Exercise: $22.65→ Common Stock (7,327 underlying)
OtherSwap
Equity Swap (Obligation to Buy)
2023-03-03+1→ 1 total
Exercise: $22.98→ Common Stock (5,107 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-03-08+1→ 1 total
Exercise: $23.31→ Common Stock (7,960 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-03-10+1→ 1 total
Exercise: $22.70→ Common Stock (200 underlying)
OtherSwap
Equity Swap (Obligation to Buy)
2023-03-10+1→ 1 total
Exercise: $22.03→ Common Stock (1,233 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-03-14+1→ 1 total
Exercise: $21.50→ Common Stock (2,979 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-03-28+1→ 1 total
Exercise: $20.90→ Common Stock (5,209 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-04-04+1→ 1 total
Exercise: $20.55→ Common Stock (243 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-04-14+1→ 1 total
Exercise: $20.60→ Common Stock (2,363 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-04-11+1→ 1 total
Exercise: $20.60→ Common Stock (2,797 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-04-13+1→ 1 total
Exercise: $20.58→ Common Stock (722 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-04-17+1→ 1 total
Exercise: $20.62→ Common Stock (2,567 underlying)
OtherSwap
Equity Swap (Obligation to Sell)
2023-04-18+1→ 1 total
Exercise: $20.50→ Common Stock (984 underlying)

Footnotes (2)

[F1]The reporting person entered into an equity swap agreement with a counterparty under which, upon expiration of the 3-year term of the agreement, (i) the reporting person will be obligated to pay to the counterparty the price per share set forth in Column 2 for the notional number of shares of PTMN common stock set forth in Column 7, and (ii) the counterparty will be obligated to pay to the reporting person the market value of the notional number shares of PTMN common stock set forth in Column 7 as of the end of that period. The reporting peron will pay to the counterparty monthly interest on the purchase price of the notional shares, at a rate tied to a market index, and the counterparty will pay to the reporting person all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term.
[F2]The reporting person entered into an equity swap agreement with a counterparty under which, upon expiration of the 3-year term of the agreement, (i) the counterparty will be obligated to pay to the reporting person the price per share set forth in Column 2 for the notional number of shares of PTMN common stock set forth in Column 7, and (ii) the reporting person will be obligated to pay to the counterparty the market value of the notional number shares of PTMN common stock set forth in Column 7 as of the end of that period. The counterparty will pay to the reporting person monthly interest on the purchase price of the notional shares, at a rate tied to a market index, and the reporting person will pay to the counterparty all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Portman Ridge Finance Corp

CIK 0001372807

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001878549

Filing Metadata

Form type: 4
Filed: May 1, 8:00 PM ET
Accepted: May 2, 6:48 PM ET
Size: 82.3 KB

View on SEC.gov