4//SEC Filing
Man Christine 4
Accession 0000935836-26-000014
CIK 0001273441other
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:42 PM ET
Size
13.9 KB
Accession
0000935836-26-000014
Insider Transaction Report
Form 4
LM Asset (IM) Inc.
10% Owner
Transactions
- Purchase
Common Stock
2026-01-05$4.04/sh+100,000$404,050→ 3,771,200 total(indirect: See Note) - Purchase
Common Stock
2026-01-06$4.00/sh+80,000$320,296→ 3,851,200 total(indirect: See Note)
Holdings
- 240,000
Common Stock
- 65,550
Common Stock
- 145,000(indirect: See Note)
Common Stock
Lau Daniel
10% Owner
Transactions
- Purchase
Common Stock
2026-01-05$4.04/sh+100,000$404,050→ 3,771,200 total(indirect: See Note) - Purchase
Common Stock
2026-01-06$4.00/sh+80,000$320,296→ 3,851,200 total(indirect: See Note)
Holdings
- 240,000
Common Stock
- 65,550
Common Stock
- 145,000(indirect: See Note)
Common Stock
Man Christine
10% Owner
Transactions
- Purchase
Common Stock
2026-01-05$4.04/sh+100,000$404,050→ 3,771,200 total(indirect: See Note) - Purchase
Common Stock
2026-01-06$4.00/sh+80,000$320,296→ 3,851,200 total(indirect: See Note)
Holdings
- 240,000
Common Stock
- 65,550
Common Stock
- 145,000(indirect: See Note)
Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.09, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F2]These securities are held by private investment funds managed by LM Asset Management, Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respect pecuniary interest therein.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.05, inclusive.
- [F4]These securities are beneficially owned solely by Daniel Lau.
- [F5]These securities are beneficially owned solely by Christine Man.
- [F6]These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.
Documents
Issuer
GRAN TIERRA ENERGY INC.
CIK 0001273441
Entity typeother
Related Parties
1- filerCIK 0001950121
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 5:42 PM ET
- Size
- 13.9 KB