Endrizzi James 4
4 · WAFD INC · Filed Nov 2, 2023
Insider Transaction Report
Form 4
WAFD INCWAFD
Endrizzi James
SVP & Regional Director
Transactions
- Tax Payment
Common Stock
2023-10-31$24.68/sh−3,725$91,933→ 101,289 total - Disposition to Issuer
Common Stock
2023-10-31−12,029→ 105,014 total
Holdings
- 748
Depositary Shares of Series A Preferred Stock
- 214(indirect: By 401(k))
Common Stock
- 695
Non-Qualified Stock Option (right to buy)
Exercise: $28.16From: 2018-10-31Exp: 2028-10-28→ Common Stock (695 underlying)
Footnotes (3)
- [F1]Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
- [F2]Indirect holdings reflect an adjustment of 3 additional shares acquired as a result of cash conversion and dividend reinvestment into shares of Company stock pursuant to the Reporting Person's participation in the Company's 401(k) plan.
- [F3]Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").