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4//SEC Filing

Endrizzi James 4

Accession 0000936528-23-000181

CIK 0000936528other

View on SEC.gov Company Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 8:12 PM ET

Size

9.3 KB

Accession

0000936528-23-000181

Insider Transaction Report

Form 4

Period: 2023-10-31

SVP & Regional Director

Transactions

Tax Payment
Common Stock
2023-10-31$24.68/sh−3,725$91,933→ 101,289 total
Disposition to Issuer
Common Stock
2023-10-31−12,029→ 105,014 total

Holdings

Depositary Shares of Series A Preferred Stock
748
Common Stock
(indirect: By 401(k))
214
Non-Qualified Stock Option (right to buy)
Exercise: $28.16From: 2018-10-31Exp: 2028-10-28→ Common Stock (695 underlying)
695

Footnotes (3)

[F1]Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
[F2]Indirect holdings reflect an adjustment of 3 additional shares acquired as a result of cash conversion and dividend reinvestment into shares of Company stock pursuant to the Reporting Person's participation in the Company's 401(k) plan.
[F3]Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").

Documents

1 file

4
wk-form4_1698970362.xmlPrimary
FORM 4

Issuer

WAFD INC

CIK 0000936528

Entity typeother

Related Parties

1

filerCIK 0001789994

Filing Metadata

Form type: 4
Filed: Nov 1, 8:00 PM ET
Accepted: Nov 2, 8:12 PM ET
Size: 9.3 KB

View on SEC.gov