Endrizzi James 4
4 · WAFD INC · Filed Nov 16, 2023
Insider Transaction Report
Form 4
WAFD INCWAFD
Endrizzi James
SVP & Regional Director
Transactions
- Award
Common Stock
2023-11-14$27.64/sh+22,973$634,974→ 124,262 total
Holdings
- 214(indirect: By 401(k))
Common Stock
- 748
Depositary Shares of Series A Preferred Stock
- 695
Non-Qualified Stock Option (right to buy)
Exercise: $28.16From: 2018-10-31Exp: 2028-10-28→ Common Stock (695 underlying)
Footnotes (3)
- [F1]Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return.
- [F2]Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
- [F3]Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").