SECURITY FEDERAL CORP·4

May 26, 4:32 PM ET

THOMAS FRANCIS M JR 4

4 · SECURITY FEDERAL CORP · Filed May 26, 2011

Insider Transaction Report

Form 4
Period: 2009-12-01
THOMAS FRANCIS M JR
DirectorExecutive VP
Transactions
  • Purchase

    Common Stock

    2011-05-25$8.00/sh+2,000$16,00011,301 total
  • Purchase

    8% Convertible Senior Debentures

    2009-12-01$30000.00/sh+1,500$45,000,0001,500 total(indirect: By Spouse)
    Exercise: $20.00Exp: 2029-12-01Common Stock (1,500 underlying)
  • Purchase

    8% Convertible Debentures

    2009-12-01$40000.00/sh+2,000$80,000,0002,000 total
    Exercise: $20.00Exp: 2029-12-01Common Stock (2,000 underlying)
Footnotes (4)
  • [F1]Includes 6,180 shares held jointly with spouse.
  • [F2]On December 1, 2009, the Reporting Person participated in the offering of Issuer's 8% Convertible Senior Debentures. The transaction was disclosed by the Issuer on a Current Report filed on Form 8-K with the SEC on December 4, 2009.
  • [F3]The debentures are convertible into the Issuer's common stock at any time prior to the December 1, 2029 maturity date, unless previously redeemed pursuant to the terms of an indenture.
  • [F4]Represents debentures purchased on December 1, 2009 by the Reporting Person's spouse in the offering of Issuer's 8% Convertible Senior Debentures.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT