|4May 26, 4:51 PM ET

ALEXANDER ROBERT E 4

4 · SECURITY FEDERAL CORP · Filed May 26, 2011

Insider Transaction Report

Form 4
Period: 2009-12-01
Transactions
  • Purchase

    Common Stock

    2011-05-25$8.00/sh+3,000$24,0008,900 total
  • Purchase

    8% Convertible Senior Debentures

    2009-12-01$25000.00/sh+1,250$31,250,0001,250 total
    Exercise: $20.00Exp: 2029-12-01Common Stock (1,250 underlying)
  • Purchase

    8% Convertible Senior Debentures

    2009-12-01$10000.00/sh+500$5,000,000500 total(indirect: By Spouse)
    Exercise: $20.00Exp: 2029-12-01Common Stock (500 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    2,500
  • Common Stock

    (indirect: By Spouse)
    3,000
Footnotes (3)
  • [F1]On December 1, 2009, the Reporting Person participated in the offering of Issuer's 8% Convertible Senior Debentures. The transaction was disclosed by the Issuer on a Current Report filed on Form 8-K with the SEC on December 4, 2009.
  • [F2]The debentures are convertible into the Issuer's common stock at any time prior to the December 1, 2029 maturity date, unless previously redeemed pursuant to the terms of an indenture.
  • [F3]Represents debentures purchased on December 1, 2009 by the Reporting Person's spouse in the offering of Issuer's 8% Convertible Senior Debentures.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT