SIMMONS TIMOTHY W 4/A

4/A · SECURITY FEDERAL CORP · Filed May 31, 2011

Form 4/AAmended

Period: 2011-05-24

DirectorPresident & CEO

Transactions

Purchase
Common Stock
2011-05-25$8.00/sh+3,046$24,368→ 547,477 total
Purchase
8% Convertible Senior Debentures
2009-12-01$1000000.00/sh+50,000$50,000,000,000→ 50,000 total
Exercise: $20.00Exp: 2029-12-01→ Common Stock (50,000 underlying)
Purchase
Common Stock
2011-05-24$8.33/sh+1,200$9,996→ 544,431 total
Purchase
8% Convertible Senior Debentures
2009-12-01$500000.00/sh+25,000$12,500,000,000→ 25,000 total(indirect: By Spouse)
Exercise: $20.00Exp: 2029-12-01→ Common Stock (25,000 underlying)

Holdings

Footnotes (4)

[F1]This amendment is being filed to exclude shares held indirectly through reporting person's IRA and to correct the number of shares held by reporting person's spouse.
[F2]On December 1, 2009, the Reporting Person participated in the offering of Issuer's 8% Convertible Senior Debentures. The transaction was disclosed by the Issuer on a Current Report filed on Form 8-K with the SEC on December 4, 2009.
[F3]The debentures are convertible into the Issuer's common stock at any time prior to the December 1, 2029 maturity date, unless previously redeemed pursuant to the terms of an indenture.
[F4]Represents debentures purchased on December 1, 2009 by the Reporting Person's spouse in the offering of Issuer's 8% Convertible Senior Debentures.

Documents

1 file