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GONZALES KATHRYN R 4

Accession 0000939057-11-000185

CIK 0001010470other

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 5:30 PM ET

Size

8.1 KB

Accession

0000939057-11-000185

Insider Transaction Report

Form 4
Period: 2011-06-20
GONZALES KATHRYN R
Senior Vice President
Transactions
  • Award

    Option to Purchase Common

    2011-06-20+20,00087,000 total
    Exercise: $7.43From: 2013-06-20Exp: 2021-06-20Common Stock (20,000 underlying)
  • Award

    Common Stock, Par Value $0.01

    2011-06-20+10,00023,427 total
Footnotes (2)
  • [F1]The ownership of 23,427 shares includes the 10,000 share restricted stock award granted on June 20, 2011 from the 2010 Equity Incentive Plan with 5,000 shares vesting on June 20, 2013 and 5,000 shares vesting on June 20, 2015; the 7,000 share restricted stock award granted on August 7, 2008 from the 2006 Equity Incentive Plan which vests on August 7, 2011 and 3,000 of the 4,000 shares of restricted stock awarded to Ms. Gonzales on February 6, 2007 from the 2006 Equity Incentive Plan, which vests over a five-year period in equal installments beginning on February 6, 2008; and, indirect ownership of 3,427 shares in Ms. Gonzales' Employee Stock Ownership Plan account.
  • [F2]Ms. Gonzales has been granted 20,000 options to acquire 20,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on June 20, 2013, fifty percent of the grant vests on June 20, 2015, and the entire grant expires in ten years. Previously, Ms. Gonzales has been granted 9,000 options to acquire 9,000 shares of common stock under Provident's 2006 Equity Incentive Plan, which vests on August 7, 2011 and expires in ten years. Additionally, Ms. Gonzales was previously granted 58,000 options to acquire 58,000 shares of common stock under Provident's 2003 Stock Option Plan and 2006 Equity Incentive Plan. The options vest ratably over a five-year period and expire in ten years.

Issuer

PROVIDENT FINANCIAL HOLDINGS INC

CIK 0001010470

Entity typeother

Related Parties

1
  • filerCIK 0001371914

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 5:30 PM ET
Size
8.1 KB