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4//SEC Filing

PROVIDENT FINANCIAL HOLDINGS INC 4

Accession 0000939057-14-000410

$PROVCIK 0001010470operating

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 2:58 PM ET

Size

7.7 KB

Accession

0000939057-14-000410

Insider Transaction Report

Form 4
Period: 2014-09-30
BLUNDEN CRAIG G
DirectorPresident & CEO
Transactions
  • Award

    Common Stock, Par Value $0.01

    2014-09-30+30,000164,610 total
  • Award

    Option to Purchase Common

    2014-09-30+43,000150,000 total
    Exercise: $14.59From: 2016-09-30Exp: 2024-09-30Common Stock (43,000 underlying)
Footnotes (4)
  • [F1]Reflects award of restricted stock under the Provident 2010 Equity Incentive Plan, 50% of which vest on September 30, 2016 and September 30, 2018, respectively.
  • [F2]Includes 12,000 shares of restricted stock awarded under the Provident 2010 Equity Incentive Plan. Also includes indirect ownership of 29,057 shares held in the reporting person's 401(k) plan and 26,644 shares held in the Employee Stock Ownership Plan. Does not include an unknown number of shares held by the reporting person's souse, which the reporting person disclaims beneficial ownership as a result of a legal separation between the parties.
  • [F3]Reflects the grant of options under the Provident 2010 Equity Incentive Plan, 50% of which vest on September 30, 2016 and September 30, 2018, respectively, with the entire grant expiring in ten years.
  • [F4]Includes (a) 59,000 options granted under the Provident 2006 Equity Incentive Plan; and (b) 48,000 options granted under the Provident 2010 Equity Incentive Plan.

Issuer

PROVIDENT FINANCIAL HOLDINGS INC

CIK 0001010470

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001010470

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 2:58 PM ET
Size
7.7 KB