PROVIDENT FINANCIAL HOLDINGS INC 4
4 · PROVIDENT FINANCIAL HOLDINGS INC · Filed Oct 2, 2014
Insider Transaction Report
Form 4
GALE RICHARD L
Senior Vice President
Transactions
- Award
Option to Purchase Common
2014-09-30+17,500→ 54,500 totalExercise: $14.59From: 2016-09-30Exp: 2024-09-30→ Common Stock (17,500 underlying) - Award
Common Stock, Par Value $0.01
2014-09-30+12,500→ 101,426 total
Footnotes (4)
- [F1]Reflects award of restricted stock under the Provident 2010 Equity Incentive Plan, 50% of which vest on September 30, 2016 and September 30, 2018, respectively.
- [F2]Includes 5,000 shares of restricted stock awarded under the Provident 2010 Equity Incentive Plan. Also includes indirect ownership of 1,793 shares held in the reporting person's 401(k) plan, 43,550 shares held in the Employee Stock Ownership Plan, and 361 shares held by the reporting person's spouse.
- [F3]Reflects the grant of options under the Provident 2010 Equity Incentive Plan, 50% of which vest on September 30, 2016 and September 30, 2018, respectively, with the entire grant expiring in ten years.
- [F4]Includes (a) 17,000 options granted under the Provident 2006 Equity Incentive Plan; and (b) 20,000 options granted under the Provident 2010 Equity Incentive Plan.