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TERNES DONAVON P 4

Accession 0000939057-18-000075

CIK 0001010470other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 10:04 AM ET

Size

9.4 KB

Accession

0000939057-18-000075

Insider Transaction Report

Form 4
Period: 2018-03-07
TERNES DONAVON P
Executive Vice President
Transactions
  • Sale

    Common Stock, Par Value $0.01

    2018-03-07$18.25/sh15,000$273,750194,647 total
  • Exercise/Conversion

    Options to Purchase Common Stock

    2018-03-0725,00085,000 total
    Exercise: $7.03From: 2011-08-07Exp: 2018-08-07Common Stock (25,000 underlying)
  • Exercise/Conversion

    Common Stock, Par Value $0.01

    2018-03-07$7.03/sh+25,000$175,750209,647 total
Footnotes (3)
  • [F1]Mr. Ternes exercised 25,000 options to acquire 25,000 shares of common stock under Provident's 2006 Equity Incentive Plan which vested on August 7, 2011.
  • [F2]Ownership of 194,647 shares includes the 14,250 shares of restricted stock awarded on September 30, 2014 from the 2010 Equity Incentive Plan which vests on September 30, 2018; indirect ownership of 25,784 shares in Mr. Ternes' Employee Stock Ownership Plan account; and indirect ownership of 47,500 shares owned by Mr. Ternes' spouse.
  • [F3]Mr. Ternes has previously been granted 40,000 options to acquire 40,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024. Also, Mr. Ternes has previously been granted 45,000 options to acquire 45,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on June 20, 2013, fifty percent of the grant vests on June 20, 2015, and the entire grant expires on June 20, 2021.

Issuer

PROVIDENT FINANCIAL HOLDINGS INC

CIK 0001010470

Entity typeother

Related Parties

1
  • filerCIK 0001180038

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 10:04 AM ET
Size
9.4 KB