BLUNDEN CRAIG G 4
4 · PROVIDENT FINANCIAL HOLDINGS INC · Filed Mar 13, 2018
Insider Transaction Report
Form 4
BLUNDEN CRAIG G
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.01
2018-03-13$7.03/sh+29,000$203,870→ 202,259 total - Sale
Common Stock, Par Value $0.01
2018-03-13$18.35/sh−17,000$311,950→ 185,259 total - Exercise/Conversion
Option to Purchase Common Stock
2018-03-13−29,000→ 91,000 totalExercise: $7.03From: 2011-08-07Exp: 2018-08-07→ Common Stock (29,000 underlying)
Footnotes (3)
- [F1]Mr. Blunden exercised 29,000 options to acquire 29,000 shares of common stock under Provident's 2006 Equity Incentive Plan which vested on August 7, 2011.
- [F2]Ownership of 185,259 shares includes the 15,000 share restricted stock awarded on September 30, 2014 from the 2010 Equity Incentive Plan which vests on September 30, 2018; and, indirect ownership of 29,568 shares in Mr. Blunden's Employee Stock Ownership Plan account.
- [F3]Mr. Blunden has previously been granted 43,000 options to acquire 43,000 share of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024. Also, Mr. Blunden has previously been granted 48,000 options to acquire 48,000 shares of common stock under Provident' s 2010 Equity Incentive Plan. Fifty percent of the grant vests on June 20, 2013, fifty percent of the grant vests on June 20, 2015, and the entire grant expires on June 20, 2021.