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4//SEC Filing

Cox Daniel D 4

Accession 0000939057-19-000267

CIK 0001041368other

Filed

Jun 19, 8:00 PM ET

Accepted

Jun 20, 5:47 PM ET

Size

8.8 KB

Accession

0000939057-19-000267

Insider Transaction Report

Form 4
Period: 2019-06-18
Cox Daniel D
EVP, Chief Credit Officer
Transactions
  • Award

    Common Stock

    2019-06-18+1,23013,986 total
  • Award

    Common Stock

    2019-06-18+4,68412,756 total
  • Award

    Common Stock

    2019-06-18+3,68917,675 total
Footnotes (4)
  • [F1]Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.
  • [F2]Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
  • [F3]Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.
  • [F4]Reporting Person was granted an award of performance based restricted stock covering a target of 3,689 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.

Issuer

RIVERVIEW BANCORP INC

CIK 0001041368

Entity typeother

Related Parties

1
  • filerCIK 0001602079

Filing Metadata

Form type
4
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 5:47 PM ET
Size
8.8 KB