4//SEC Filing
Capeloto Kim J 4
Accession 0000939057-19-000269
CIK 0001041368other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 6:06 PM ET
Size
9.5 KB
Accession
0000939057-19-000269
Insider Transaction Report
Form 4
Capeloto Kim J
Executive Vice President
Transactions
- Award
Common Stock
2019-06-18+6,161→ 117,069 total - Award
Common Stock
2019-06-18+4,621→ 123,231 total - Award
Common Stock
2019-06-18+1,541→ 118,610 total
Footnotes (7)
- [F1]Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.
- [F2]Includes 80,066 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.
- [F3]Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
- [F4]Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.
- [F5]Includes 81,607 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.
- [F6]Reporting Person was granted an award of performance based restricted stock covering a target of 4,621 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.
- [F7]Includes 86,228 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.
Documents
Issuer
RIVERVIEW BANCORP INC
CIK 0001041368
Entity typeother
Related Parties
1- filerCIK 0001501988
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 6:06 PM ET
- Size
- 9.5 KB