SECURITY FEDERAL CORP·4

Apr 20, 4:31 PM ET

THOMAS FRANCIS M JR 4

4 · SECURITY FEDERAL CORP · Filed Apr 20, 2020

Insider Transaction Report

Form 4
Period: 2020-02-17
THOMAS FRANCIS M JR
DirectorExecutive VP
Transactions
  • Conversion

    Common Stock, par value 0.01 per share

    2020-02-17$20.00/sh+1,500$30,0001,500 total(indirect: By Spouse)
  • Conversion

    8% Convertible Senior Debenture

    2020-02-172,0000 total(indirect: By IRA)
    Exercise: $20.00Common Stock (2,000 underlying)
  • Conversion

    Common Stock, par value 0.01 per share

    2020-02-17$20.00/sh+2,000$40,0006,661 total(indirect: By IRA)
  • Conversion

    8% Convertible Senior Debenture

    2020-02-171,5000 total(indirect: By Spouse)
    Exercise: $20.00Common Stock (1,500 underlying)
Holdings
  • Common Stock, par value 0.01 per share

    9,140
Footnotes (3)
  • [F1]Includes 6,180 shares held jointly with spouse.
  • [F2]On February 17, 2020, the Reporting Person converted the 8% Convertible Subordinated Debenture into the Issuer's common stock.
  • [F3]The Debentures were convertible into the Issuer's common stock at any time prior to their redemption on March 2, 2020.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT