4//SEC Filing
Lamb Peter 4
Accession 0000939767-21-000100
CIK 0000939767other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 8:02 PM ET
Size
15.1 KB
Accession
0000939767-21-000100
Insider Transaction Report
Form 4
EXELIXIS, INC.EXEL
Lamb Peter
EVP, Discovery Research & CSO
Transactions
- Exercise/Conversion
Common Stock
2021-11-15$6.21/sh+47,500$294,975→ 458,740 total - Exercise/Conversion
Option (right to buy)
2021-11-15−47,500→ 47,500 totalExercise: $6.21From: 2016-09-16Exp: 2022-09-15→ Common Stock (47,500 underlying) - Tax Payment
Common Stock
2021-11-15$18.10/sh−53,022$959,698→ 349,077 total - Sale
Common Stock
2021-11-15$18.09/sh−47,500$859,275→ 411,240 total - Tax Payment
Common Stock
2021-11-15$18.10/sh−6,818$123,406→ 404,422 total - Tax Payment
Common Stock
2021-11-15$18.10/sh−2,323$42,046→ 402,099 total
Holdings
- 17,105(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]Includes 104,202 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
- [F2]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2021.
- [F3]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.94 to $18.28. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
- [F4]Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.
- [F5]Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 2, 2020.
- [F6]Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 20, 2019, for which the Compensation Committee certified that Exelixis, Inc. had achieved certain performance criteria on October 22, 2020.
- [F7]Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of November 12, 2021.
- [F8]The option, representing the right to purchase a total of 190,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 16, 2019.
Documents
Issuer
EXELIXIS, INC.
CIK 0000939767
Entity typeother
Related Parties
1- filerCIK 0001387306
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 8:02 PM ET
- Size
- 15.1 KB