KAUFMAN SCOTT D 4
4 · Creek Road Miners, Inc. · Filed Feb 18, 2022
Insider Transaction Report
Form 4
KAUFMAN SCOTT D
DirectorChairman, CEO and President
Transactions
- Award
Series A Preferred Stock
2021-09-30+6,249→ 20,798 totalFrom: 2021-09-30→ Common Stock (357,085 underlying) - Award
Options
2021-12-01+2,625,000→ 2,625,000 totalExercise: $2.65→ Common Stock (2,625,000 underlying) - Award
Series A Preferred Stock
2021-12-31+6,250→ 27,048 totalFrom: 2021-12-31→ Common Stock (357,143 underlying)
Holdings
- 4,285,174(indirect: See Footnote 3.)
Warrant
Exercise: $0.17From: 2019-12-19Exp: 2024-12-01→ Common Stock (4,285,174 underlying) - 14,285,714(indirect: See Footnote 3.)
Convertible Debenture
Exercise: $0.17From: 2019-12-19Exp: 2022-12-31→ Common Stock (14,285,714 underlying)
Footnotes (3)
- [F1]Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
- [F2]Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00.
- [F3]Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.