4//SEC Filing
HANDY KENNETH 4
Accession 0000941138-10-000057
CIK 0000941138other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 4:57 PM ET
Size
34.2 KB
Accession
0000941138-10-000057
Insider Transaction Report
Form 4
HANDY KENNETH
Director
Transactions
- Award
Common Stock
2003-01-02+573→ 19,500 total - Award
Restricted Stock Units (in lieu of restricted stock)
2002-05-10+516→ 0 total→ Common Stock (516 underlying) - Award
Restricted Stock Units (in lieu of restricted stock)
2003-01-02+573→ 0 total→ Common Stock (573 underlying) - Award
Stock Units
2005-04-01+56→ 0 total→ Common Stock (56 underlying) - Award
Stock Units
2005-07-01+122→ 0 total→ Common Stock (122 underlying) - Disposition to Issuer
Common Stock
2002-05-10−516→ 19,500 total - Disposition to Issuer
Common Stock
2003-01-02−573→ 19,500 total - Award
Common Stock
2005-01-03+408→ 19,500 total - Exercise/Conversion
Restricted Stock Units (in lieu of restricted stock)
2008-01-02+1,698→ 0 total→ Common Stock (1,698 underlying) - Exercise/Conversion
Common Stock
2008-01-02+1,698→ 19,500 total - Award
Stock Option (right to buy)
2003-01-02+2,358→ 0 totalExercise: $17.44→ Common Stock (2,358 underlying) - Award
Restricted Stock Units
2005-01-03+408→ 0 total→ Common Stock (408 underlying) - Award
Restricted Stock Units
2005-05-06+660→ 0 total→ Common Stock (660 underlying) - Disposition to Issuer
Common Stock
2005-01-03−408→ 19,500 total - Award
Restricted Stock Units (in lieu of restricted stock)
2005-01-03+408→ 0 total→ Common Stock (408 underlying)
Footnotes (8)
- [F1]The reporting person included the transaction being reported in its holdings listed in this column, but mistakenly did not previously report the underlying transaction. As such, current holdings are shown. The shares or units, as applicable, being reported in this filing were reflected in the reporting person's holdings as disclosed in prior proxy statements filed by UniSource Energy Corporation.
- [F2]The reporting person exchanged restricted stock shares for an equivalent number of restricted stock units in lieu of restricted stock shares on the date of the grant of such restricted stock.
- [F3]The reporting person settled his/her Restricted Stock Units for shares of common stock of UniSource Energy Corporation.
- [F4]The restricted stock units in lieu of restricted stock vest on the third anniversary of the date of grant and are payable after vesting in accordance with the election of the reporting person on the date of grant.
- [F5]The restricted stock units vest as follows: 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of the grant, and 1/3 on the third anniversary of the date of the grant and are payable upon the reporting person's termination of service with UniSource Energy Corporation.
- [F6]The restricted stock units were awarded as equity compensation to the reporting person and vest on the first anniversary of the date of grant and are payable upon the reporting person's termination of service with UniSource Energy Corporation.
- [F7]The stock units were awarded to the reporting person for their service as chairperson of a committee, or lead director, as applicable, of the UniSource Energy Corporation Board of Directors. The stock units vest on the date of grant and are payable upon the reporting person's termination of service with UniSource Energy Corporation.
- [F8]The options vest as follows: 1/3 on the first anniversary of the date of the grant, 1/3 on the second anniversary of the date of the grant, and 1/3 on the third anniversary of the date of the grant. They expire on the date that is 10 years from the date of grant.
Documents
Issuer
UNISOURCE ENERGY CORP
CIK 0000941138
Entity typeother
Related Parties
1- filerCIK 0001231018
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 4:57 PM ET
- Size
- 34.2 KB