SEGUE SOFTWARE INC 5
5 · SEGUE SOFTWARE INC · Filed Feb 14, 2005
Insider Transaction Report
Form 5
SIMONS JAMES H
Director10% Owner
Transactions
- Other
Series B Convertible Preferred Stock
2004-06-30+49,180→ 920,969 total(indirect: By LLC) - Other
Series B Convertible Preferred Stock
2004-12-31+52,131→ 920,969 total(indirect: By LLC) - Award
Stock Option (right to buy)
2004-04-01+9,282→ 62,204 totalExercise: $4.04Exp: 2014-04-01→ Common Stock (9,282 underlying)
Footnotes (6)
- [F1]Securities acquired pursuant to a stock dividend paid on Series B Convertible Preferred Stock on June 30, 2004.
- [F2]Securities are beneficially owned by S-7 Associates LLC, a limited liability company of which James H. Simons is the Managing Member.
- [F3]Total ownership on December 31, 2004, by S-7 Associates LLC is 1,131,069 shares of common stock of which 920,969 shares are shares issuable upon conversion of Series B Convertible Preferred Stock and 162,000 are shares issuable upon conversion of Series C Convertible Preferred Stock.
- [F4]Securities acquired pursuant to a stock dividend paid on Series B Convertible Preferred Stock on December 31, 2004.
- [F5]4,641 options became exercisable on 10/01/2004 with the remaining 4,641 options becoming fully vested and exercisable on 4//01/05.
- [F6]Securities acquired pursuant to a stock option grant.