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HUFFSTETLER JOHN STEPHEN 4

Accession 0000943374-09-000473

CIK 0001051871other
View on SEC.govCompany Profile

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 2:03 PM ET

Size

13.3 KB

Accession

0000943374-09-000473

Insider Transaction Report

Form 4
Period: 2009-03-16
CITIZENS SOUTH BANKING CORPCSBC
HUFFSTETLER JOHN STEPHEN
Senior VP of Subsidiary Bank
Transactions
  • Award

    Stock Option (Right to Buy)

    2009-03-16+201→ 201 total
    Exercise: $5.00Exp: 2019-03-16→ Common Stock (201 underlying)
Holdings

  • Common Stock

    15,200

  • Stock Option (Right to Buy)

    Exercise: $8.00Exp: 2018-06-16→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (Right to Buy)

    Exercise: $15.04From: 2003-11-03Exp: 2013-11-03→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (Right to Buy)

    Exercise: $5.61From: 1999-04-19Exp: 2009-04-17→ Common Stock (15,476 underlying)
    15,476

  • Common Stock

    (indirect: By 401(k))
    12,768

  • Common Stock

    (indirect: By IRA)
    2,855

  • Common Stock

    (indirect: By his ESOP)
    10,740
Footnotes (4)
  • [F1]Includes 5,000 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013; and includes the remaining shares from 10,000 Recognition and Retention awards that vest over a seven-year period, commencing on November 3, 2003, at the rate of 30% on November 3, 2003, 10% on January 2, 2004, 10% on November 3, 2005, and 10% per year on November 3 of each year thereafter. Accordingly, 8,000 shares have vested and 7,000 shares have not vested.
  • [F2]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
  • [F3]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
  • [F4]This incentive option has vested. Accordingly, 35,476 stock options have vested and 5,201 stock options have not vested.

Documents

1 file

Issuer

CITIZENS SOUTH BANKING CORP

CIK 0001051871

→
Entity typeother

Related Parties

1
  • filerCIK 0001250008

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 2:03 PM ET
Size
13.3 KB
View on SEC.gov