rogai steve 4
4 · As Seen On TV, Inc. · Filed Nov 16, 2012
Insider Transaction Report
Form 4
rogai steve
DirectorPresident
Transactions
- Other
Common Stock Purchase Warrant
2012-11-14+224,790→ 224,790 totalExercise: $0.59From: 2011-10-28Exp: 2016-10-28→ Common Stock (224,790 underlying) - Other
Common Stock
2012-11-14+46,082→ 1,270,317 total - Other
Common Stock Purchase Warrant
2012-11-14−133,750→ 0 totalExercise: $1.00From: 2011-10-28Exp: 2016-10-28→ Common Stock (133,750 underlying)
Footnotes (3)
- [F1]Shares received pursuant to purchase price protection under the Company's Securities Purchase Agreement dated October 28, 2011.
- [F2]Shares subject to Lock Up Agreement effective November 14, 2012.
- [F3]As a result of the securities issued by the Company on November 14, 2012, warrants issued to Mr. Rogai on October 28, 2011 to purchase 133,750 shares of common stock exercisable at $1.00 per share, were adjusted pursuant to full ratchet anti-dilution provisions contained in such warrants and Mr. Rogai received warrants to purchase an additional 91,040 shares of common stock and the exercise price of all of the warrants was reduced to $0.595 per share.