4//SEC Filing
Yang William Wang 4
Accession 0000943663-17-000231
CIK 0001673358other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 7:11 PM ET
Size
9.1 KB
Accession
0000943663-17-000231
Insider Transaction Report
Form 4
Yang William Wang
Director
Transactions
- Award
Common Stock, par value $0.01
2017-11-01+5,640→ 7,695 total
Holdings
- 7,309,057(indirect: See Footnote)
Warrant 1
Exercise: $31.40From: 2017-01-09Exp: 2021-11-01→ Common Stock, par value $0.01 per share (7,309,057 underlying) - 7,309,057(indirect: See Footnote)
Warrant 2
Exercise: $39.25From: 2017-01-09Exp: 2021-11-01→ Common Stock, par value $0.01 per share (7,309,057 underlying) - 16,364,778(indirect: See Footnote)
Common Stock, par value $0.01
Footnotes (1)
- [F1]The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside"). The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee.
Documents
Issuer
Yum China Holdings, Inc.
CIK 0001673358
Entity typeother
Related Parties
1- filerCIK 0001713245
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 7:11 PM ET
- Size
- 9.1 KB