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4//SEC Filing

SOCKET MOBILE, INC. 4

Accession 0000944075-13-000049

$SCKTCIK 0000944075operating

View on SEC.gov Company Profile

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 4:59 PM ET

Size

7.6 KB

Accession

0000944075-13-000049

Insider Transaction Report

Form 4

Period: 2013-09-06

SOCKET MOBILE, INC.SCKT

VP and Controller

Transactions

Award
Conv Sub note
2013-09-06$27159.00/sh+27,159$737,611,281→ 27,159 total
Exercise: $1.25From: 2014-09-04Exp: 2017-09-04→ Common (21,727 underlying)
Expiration (Short)
Conv Sub Note
2013-09-06$25000.00/sh+25,000$625,000,000→ 0 total
Exercise: $2.00From: 2013-02-01Exp: 2014-08-01→ Common (12,500 underlying)

Footnotes (2)

[F1]Convertible subordinated note expiring 8/1/14 plus accrued interest cancelled and replaced with a convertible subordinated note expiring 9/4/17.
[F2]Conversion price is $2.44 per share if Hudson Bay Capital Master Fund warrants are outstanding or $1.25 per share if they are not.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SOCKET MOBILE, INC.

CIK 0000944075

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000944075

Filing Metadata

Form type: 4
Filed: Sep 9, 8:00 PM ET
Accepted: Sep 10, 4:59 PM ET
Size: 7.6 KB

View on SEC.gov